Rule 1205 has been implemented to address orders placed in newly opened accounts within the first 90 days. Under this rule, any buy order for a security priced below $1.00 that is submitted through NetXInvestor will be automatically stopped.

Configured Parameters under Rule 1205 – Low-Priced Orders for New Accounts:

• Source of Input: NetXInvestor
• Outcome: Stop (order will not be processed)
• Days Threshold: 90 days from account opening
• Low-Price Threshold: $1.00 or less
• Open Orders: Applies to buy orders or establishing new positions